Tibet: A brief history

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(A very brief history)
(The 1904 battle at Gyantse, and after)
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GYANTSE, Tibet — The white fortress loomed above the fields, a crumbling but still imposing redoubt perched on a rock mound above a plain of golden rapeseed shimmering in the morning light.
 
GYANTSE, Tibet — The white fortress loomed above the fields, a crumbling but still imposing redoubt perched on a rock mound above a plain of golden rapeseed shimmering in the morning light.
  
[[File: The fortress in Gyantse, built in the late 1300s, fell to the British in 1904.jpg| The fortress in Gyantse, built in the late 1300s, fell to the British in 1904 <br/>  
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[[File: The fortress in Gyantse, built in the late 1300s, fell to the British in 1904 A.jpg| The fortress in Gyantse, built in the late 1300s, fell to the British in 1904 <br/>  
CreditGoh Chai Hin/Agence France-Presse|frame|500px]]  
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By Reurinkjan|frame|500px]]  
 
A battle here in 1904 changed the course of Tibetan history. A British expedition led by Sir Francis E. Younghusband, the imperial adventurer, seized the fort and marched to Lhasa, the capital, becoming the first Western force to pry open Tibet and wrest commercial concessions from its senior lamas.
 
A battle here in 1904 changed the course of Tibetan history. A British expedition led by Sir Francis E. Younghusband, the imperial adventurer, seized the fort and marched to Lhasa, the capital, becoming the first Western force to pry open Tibet and wrest commercial concessions from its senior lamas.
  
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'' Helen Gao contributed research from Beijing. ''
 
'' Helen Gao contributed research from Beijing. ''
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==1912-1933: British policy and the 'development' of Tibet ==
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[http://ro.uow.edu.au/theses/1433/  UNIVERSITY OF WOLLONGONG THESIS COLLECTION 1954-2016]
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''' British policy and the 'development' of Tibet 1912-1933 '''
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[By] Heather Spence, University of Wollongong, 1993
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Doctor of Philosophy
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Department of History and Politics, Faculty of Arts
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''' Spence, Heather, ''' British policy and the 'development' of Tibet 1912-1933, Doctor of Philosophy thesis, Department of History and Politics, Faculty of Arts, University of Wollongong, 1993. http://ro.uow.edu.au/theses/1433
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''' Abstract '''
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Two conflicting views of Tibet's political status in relation to China have dominated both popular and scholarly literature. The 'pro-Chinese' school views Tibet as a traditional, integral part of China. Tibet, they maintain, was separated from China after the fall of the Manchu dynasty as a consequence of British machinations. Tibet was justifiably reunited with China, the 'motherland', in 1951. The 'pro-Tibetan' school argues that the partnership was between the Dalai Lama and the Manchus: that relationship ended with the collapse of the Manchu dynasty. Accordingly, Tibet is seen as an independent state conquered by the Chinese Communists and illegally incorporated into the Chinese state.
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This study is not an attempt to enter that debate, but rather to fill a gap in a neglected aspect of Tibetan studies. Nonetheless, the results of this study will, no doubt, become a component in the highly politicized nature of Tibetan history. Sir Charles Bell's authoritative Tibet. Past and Present (1924) and Portrait of a Dalai Lama (1946) both stand as important primary sources for this study. As secondary sources dealing with British policy, W. D. Shakabpa's pioneering study Tibet: A Political History (1967), P. Mehra's The McMahon Line and After (1974) and A.K.J. Singh's Himalayan Triangle (1988) are indispensable. Alastair Lamb's most recent study, Tibet. China and India 1914-1950 (1989), is the first publication to deal with this period in detail. Lamb expertly evaluates Anglo-Tibetan relations and narrows the gap which this thesis study is also designed to close.
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However, by locating Anglo- Tibetan relations in the wider context of international politics, this dissertation will augment Lamb's study and contribute to the continuing intellectual debate in the field of Tibetan studies. Tibet has been significant in the political development of British India, for it was believed to be a key to the safety and security of India's north-eastern frontier. When the British consolidated their power in the sub-continent of India, they were also faced with the problem of securing a stable frontier on India's Himalayan borders. The British government, therefore, had to evolve a definite policy towards the Himalyan kingdoms, especially Tibet. British India's policy during the 19th century was to treat Tibet as a buffer state.
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There can be no doubt that the loss of Tibet's independence stems directly from the failure of the British Govemment's Younghusband Mission of 1904 to achieve what the Viceroy of India, Lord Curzon, hoped would result from it. Curzon believed that the M. Goldstein, A History of Modern Tibet 1913-1951: The Demise of the Lamaist State (Berkely, 1989), p. xv. 11 only way to guarantee the continuance of Tibet as a buffer was to ensure the predominance of British influence at Lhasa. This was to be achieved by bringing Tibet under some measure of British protection or influence. Curzon believed that British influence was essential because unless Britain laid claim to Tibet, Russia would draw Tibet into its sphere of influence. After the First World War Britain again had an opportunity to become Tibet's 'protector' but as was the case after 1904, chose to abandon Tibet to Chinese expansionism. Tibet, even today, conjures up images of 'Shangri-la', 'the savage and the sublime' and, perhaps, 'paradise lost'. It is, however, far from remote or picayune to world history. Tibet represents the interface between the two most populous nations on earth and marks the site of one of the most complex boundary disputes ever to disturb the peace of nations. The problems on India's northern frontiers have become a tangled mass of diplomatic perplexity to the governments and people of India and China. The loss of Tibet as a buffer zone between two major world powers has produced major long-term consequences.
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The Chinese domination of Tibet has presented the current Indian Republic with just those dangers which Curzon feared would confront the British-Indian Empire from the extension into Tibet of the influence of Tsarist Russia. Tibet's role today as a garrison state of China goes far towards explaining its important place in current Westem geopolitical thought. Tibet has become a major handicap to China's political stability. The fate of modern Tibet, and the problems of India's northern frontiers, are subjects of recent political debate. Tibet's destiny in a broader sense and in these days of national self-determination is now a concern of world conscience. It is difficult to comprehend the current situation in Tibet and its place in the policy of both the People's Republic of China and the Republic of India without an understanding of what happened during the period of British colonial domination in India.
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The British carry some responsibility for the present state of affairs of Tibet. The question at issue is what responsibility should the British accept and what explanations are there for Britain's inability to prevent the loss of Tibetan independence? The answer to these questions lie in an analysis of the wider pattern of Anglo-Chinese political relations and of intemational relations after the First World War. Over the years scholars have trodden a well-wom path to the documents dealing with Anglo-Tibetan affairs held in the Public Record Office and the India Office Library. These documents have, more often than not, been used to compose historical surveys which examine chronological events and often result in Anglo-Tibetan relations being analysed in isolation from the broader intemational context.
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The primary information on which this study is based provides a level of detail and understanding of the 1920s and I l l 1930s that has not previously been available. Many studies have been made of the 1904 Younghusband Mission, the 1913-14 Simla Conference and the later period of the 1940s and 1950s. The 1920s and 1930s have been overshadowed by the turbulent decades that preceded and succeeded them. These years have usually been given meaning only as a transition period and have assumed the character of a more or less featureless interval: a static period in Anglo-Tibetan relations. The relationship formed between British India and Tibet by the resolution of the 1914 Simla Conference appeared unaltered and fundamentally unquestioned until the transfer of power to an independent Indian government. This, however, was not the case. During this period two major policy shifts took place.
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The apparent continuity conceals the intensity of debates over Tibetan policy in the British and Indian governments, especially during the years 1919-1921 and 1932-33, which disclosed Britain's apprehension about the volatile political situation in central and north Asia during and after the First World War. The destiny of Tibet has normally been treated as if it was almost exclusively determined by Anglo-Chinese relations. This approach ignores the fact that after the First World War the Tibetan question become an important component of a much broader controversy on the course of post-war British policy in Asia. The major reasons given for the Chinese incapacity to conclude a Tibetan agreement with Britain during the 1920s have been civil strife and popular opposition within China. The general consensus on the reason for Britain's inability to persuade the Chinese to resume negotiations is the aspiring mood of nationalism in China itself Indeed this is part of the answer, but the other part is that China was awakening to the fact that Britain's power and position in the Far East had been substanfially decreased because of the First World War.
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Britain no longer had the diplomatic strength needed to bluff China into concluding a settlement of the Sino-Tibetan dispute. It is generally felt that China's intransigence and, at the same time, her weakness gave the Foreign Office no alternative but to sanction a policy of close Anglo-Tibetan relations without reference to China. On the surface this appears to be accurate but it overlooks the general context of Britain's economic situation in the Far East. This, in turn, reflected significant changes in the balance of power in Asia. Britain's position in the Far East had diminished and pressure from the British Legation in Peking, the Far Eastern Department of the Foreign Office and the British commercial community in China operated to shift the main emphasis of British policy in Asia from one of reliance on Japan to closer links with the United States and with a renascent China. With hindsight it can be seen that British policy decisions made during this period were crucial to Tibet's future. This study aims to place this period in the IV important position it should hold in any debate of Anglo-Tibetan relations. The 'forgotten years' deserve a more prominent place in Tibetan studies.
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The beginning date of 1912, or in Tibetan, the year of Water-Mouse, was the year in which the 13th Dalai Lama returned from two years of exile in British India and declared independence for Tibet. 1933, the year of Water-Bird, was the year in which the 13th Dalai Lama died. The intervening years covered a period of Anglo-Tibetan relations which seem to indicate a movement towards the independence and development of Tibet under the umbrella of British influence. It can be seen in retrospect, however, that British influence in Tibet during the intervening years gradually declined. It was the realisation of this fact which prompted the major question: Why did Britain draw away from relations with Tibet? What were the socio-political and cultural issues that caused Britain to withdraw? The First World War did irreparable damage to the structure of imperialist diplomacy. This fact sets the stage for a discussion of Anglo-Tibetan relations during the 1920s and 1930s. The undermining of the old order came about in two ways.
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On the one hand, Japanese expansion on the continent, coupled with the temporary distress of the European powers, destroyed the balance in the Far East which, though always precarious, the imperialists had managed to maintain. On the other hand, there were new forces undermining the very foundation of the old diplomacy - the 'new diplomacy' of the United States and the Soviet Union, and the self-conscious assertion of nationalism in China. It was Tibet's particular misfortune to be caught in the clutch of two powerful neighbours, Britain and China, who used her as a pawn in the compassionless game of political intrigue and diplomacy during the inter-war period. In attempting to answer the central question it is essential to connect the Anglo- Tibetan relationship to the intemational situation in which it operated. In tracing the British response to these intemational determinants, a chronological treatment is used. Each chapter therefore contains an evaluation which places Anglo-Tibetan relations in this wider context, identifying the economic, social and political ideas which set the historical boundaries within which British policy decisions operated.
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The central problem of Britain's relations with Tibet has required research based on the archives of the British Foreign Office, housed in the Public Record Office in London, and supplemented by records in the India Office Library. These comprise a massive collection of letters, telegrams, notes, minutes, reports of the British and Indian governments, including many from the Tibetan and Chinese governments. The principal collection used are the Political and Secret Department Subject Files. The Australian National Library in Canberra has on microfilm the Foreign Office series relating to China which covers political correspondence from 1906 to 1922. In this series is a vast amount of information relating to Anglo-Tibetan relations. The Library also holds original copies of the Foreign Office Confidential prints (1840-), the only set outside Great Britain. Records and manuscripts held in the Library of Tibetan Works and Archives in Dharamsala, India, have also produced some information.
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The private papers of Sir Charles Bell, Colonel Bailey, Colonel Weir, all of whom visited Lhasa during their time as British Political Officers, adds another dimension to the study. The diaries of Bell, Bailey, Frank Ludow, who set up the first British school in Tibet, and Captain R. S. Kennedy, who accompanied Bell to Lhasa as a medical officer, have also been consulted. These private papers are held at the India Office Library and the British Library. Books written by principal figures, such as Charles Bell, Eric Teichman, Henry Hayden, David Macdonald, WiUiam McGovem and Hugh Richardson, have also been studied as primary source material.
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Publications by Tibetan authors, R. D. Taring, R. Lha-Mo, K. Dondup, D. N. Tsarong, D. Norbu and T. J. Norbu have contributed a valuable Tibetan perspective. Interviews with surviving participants and observers have been especially useful, particularly regarding personal character details. Some interviews were tape-recorded in Tibetan and later translated and transcribed, others were translated into English during the interview. Interviews with English-speaking participants were typed directly into a computer data base. An application for a research visa for access to the National Archives in New Delhi, India, was successful. However, the application took nearly eighteen months to process and arrived too late for me to make use of the opportunity.
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''' Summary: '''
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With the return of the Dalai Lama to Tibet in 1912 the British govemment saw an opportunity to consolidate their influence in Tibet and re-establish Tibet as a buffer zone. The declaration of Tibetan independence inspired and facilitated a programme of development by the 13th Dalai Lama. The Dalai Lama intended to initiate changes, political as well as social, which were necessary if his country was to remain independent. The revived problem of a Russian 'menace' in Central Asia was the primary reason for London to exert pressure on China to attend a conference at Simla in 1914. During the conference the British developed a comprehensive programme to revise the status of Tibet.
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The Anglo-Tibetan Simla Agreement, in effect, proved to be an unequal bargain. In return for India's frontier security, the Tibetans were promised diplomatic and military support in their stmggle with China. From the viewpoint of the Tibetans, the 1914 Anglo-Tibetan agreement identified Britain as 'Tibet's Protector'. Yet, in spite VI of all the discussion on the status of Tibet, the notion of concluding some form of protectorate agreement with the Lhasa govemment was never contemplated. Instead, Britain proclaimed Chinese 'suzerainty' over an 'autonomous' Tibet. The recognition of Chinese suzerainty was to safeguard British commercial interest in China and the support of Tibetan autonomy was to ensure security of India's northern frontier.
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This provided Britain with informal control of Tibet without involving the granting of responsible govemment and, at the same time, allowed Britain to continue her stationary economic imperialism in China. 1914 ushered in the Great War, which transformed global politics. During the war years Britain was not prepared to, nor in a position to give, active military assistance to Tibet and the opportunity for building a close relationship with an autonomous Tibet diminished. Taking up arms against China for the sake of Tibetan independence was never a consideration. The Dalai Lama considered that Britain had made a commitment to support and protect Tibet by signing the Anglo-Tibetan Agreement. By 1918 he was very disillusioned.
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The question at issue by the end of the war was whether Britain was in a position to offer any form of diplomatic assistance or protection to Tibet. While China was deemed at the commencement of the First World War not to be a threat to Tibet, the war emphasised the increased danger of a China controlled by Japan. It soon became clear that Japan would attempt to take advantage of the war to expand her influence on the mainland of Asia. Despite this ominous situation, it seemed that pre-war circumstances were reviving in which British pressure would eventually overcome obstinate Chinese resistance, and an agreement on Tibet's status would be achieved. The world, however, was a different place after 1918. During the First World War and the period of post-war settlement British interests in China had radically to be redefined. Altering intemational economic patterns, changing imperial priorities, rising nationalism in the Far East, and the growth of new ideologies all had repercussions. The predominant theme in Anglo-Tibetan relations during the next few years was Britain's attempt to procure Chinese participation in renewed negotiations over Tibet and Peking's constant refusal, under an assortment of excuses, to oblige.
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The British govemment's response to this rejection on the part of the Chinese govemment was to send a mission to Lhasa. The sending of a mission to Lhasa and the eventual agreement to supply arms and aid to Tibet were viewed at the time as manifesting a new determination in British policy. Its principal result was supposedly to demonstrate that the British govemment intended to treat Tibetan autonomy as a reality by strengthening Tibet's ability to defend Vll itself and by helping to develop the country's resources. Bell's mission to Lhasa, in reality, was a diplomatic bluff to coerce China into resuming negotiations, a bluff which failed. Further indefinite delay, coupled with a continuance of the policy of self-denial, would have involved the risk of the Chinese regaining control over Tibet, as had happened in 1910.
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The British feared that the Tibetan govemment would conclude an independent treaty with China. Policy makers were faced with the choice of continuing to work for a settlement on existing lines, and mnning that risk, or of taking other measures to protect British interests by adopting a new and more liberal policy towards the Tibetans, which would entail the eventual opening of Tibet and the development of its resources under British auspices. It appeared that Tibet was being drawn more firmly under the umbrella of British influence. With British support, the 1920s seemed to promise a transformation of Tibet: a breaking away from old traditions and a move towards the radimentary development of technological, economic and military infrastmctures which would enable Tibet to become a self-sustaining independent state. Both Charles Bell, Political Officer, Sikkim, and the Government of India wanted a non-interference policy. At the same time they wanted Britain to help develop Tibet in a way that would enable the country to retain its independence but also serve British interests.
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The eventual decision to provide military assistance and aid symbolised not a new tenacity of purpose but Britain's inability to intimidate China into accepting an ultimatum. The adoption of the so-called 'new and liberal' policy which followed Charles Bell's mission to Lhasa was little more than an attempt to induce the Chinese govemment to abandon their obstmctive attitude and conclude a settlement of the Tibetan question. The British hoped that the spectacle of Tibet's adoption of a policy of selfdevelopment would coerce the Peking government into submission. In retrospect, however, it can be seen that the support given to Tibet was inadequate and the direction which British policy took during the 1920s and 1930s resulted in the eventual loss of Tibet's independence. The conceptual basis of Britain's new policy was flawed: Britain wanted Tibet as a buffer but was not prepared to give the support necessary for it to remain independent. The source of Britain's impaired policy is manifest.
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On the one hand, they were committed by a promise to the Lhasa govemment to support Tibet in upholding her practical autonomy, which was of importance to the security of India, and, on the other hand, Britain's alliance with China made it difficult to give effective material support to Tibet. What the British wanted was to create a balance. That is to say, give just enough support so that Tibet could protect India's Himalayan border without the British having V l l l to commit themselves to a major defensive initiative, while allowing the Tibetans, meanwhile, to pay for the honour of doing so. The intention was to convince the Chinese that Tibet was becoming self-sufficient. The ultimate objective was to get the Chinese to sign an agreement which would secure, for the British stability in Central Asia. British tactics were impotent and the Foreign Office adopted a 'wait-and-see' approach which dissolved into a 'dormancy' policy. The 1921 Washington Conference represented the crossroad in Anglo-Tibetan policy. Britain's wider economic and political considerations at this time altered Anglo- Tibetan relations.
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Britain's Tibetan policy was impaired, as statesmen attempted to cope with the transition between pre-war commitments and post-war attitudes. The British government's post-war position made cooperation with the United States, or at least avoidance of American displeasure, the sine qua non of any successful policy. Britain's Tibetan policy during the 1920s and 1930s was to have no policy - to drift: a symbolic act which reflected the decline of British imperialism. The British found themselves on the defensive in the Far East and a desire to retain their trade position in China became dominant. Especially after the 1925 anti-British boycott in China, Britain followed a conciliatory policy and supported Chinese nationalism.
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The implementation of Britain's new China policy during the late 1920s coincided with a period of intemal political turmoil in Tibet. The critical years for the Tibetan reformation were the 1920s, when the 13th Dalai Lama was attempting to strengthen and develop his nation. British govemment policy during this period limited the embryonic reforms and ultimately led to a weak and unstable Tibet. The Lhasa government exhibited a 'spirit of independence' but by 1925 the Dalai Lama was moving his allegiance away from Britain towards China. The Chinese Nationalist govemment took advantage of this tendency and adopted a 'forward' policy.
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By 1933 British commercial interests in China made it necessary to subordinate Indian policy towards Tibet to the wider British approach to China. Britain withdrew from relations with Tibet because post-war intemational political and economic changes hastened the demise of the British Empire and required Britain to support Chinese nationalism. Britain had to choose either to support and protect Tibet or look after her own interests. Britain, not unnaturally, chose to do the latter.
  
 
=See also=  
 
=See also=  

Revision as of 10:42, 24 July 2017

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Contents

1904-51

A very brief history

Thubten Samphel | China's great game: Tibet occupation means strategic depth and control over Asia river waters | July 14, 2017 | India Today


The Chinese occupation of Tibet gives Beijing great strategic depth and control over river waters in Asia.


The stand-off between India and Bhutan on one side and China on the other at Doklam, a tri-junction once between India, Tibet and Bhutan, and the larger border dispute between the two Asian giants, have their origins in the British invasion of Tibet in 1904.

At the turn of the 20th century, the geopolitical balance between a crumbling Manchu empire and India was massively in favour of British India. Those were the days of the Great Game, a contest to gain influence from Iran to Tibet, played out between British India and an expanding Tsarist Russia. It was to ward off any perceived Russian influence in Tibet that Lord Curzon dispatched Colonel Younghusband on what the British called their Tibet 'expedition'.

However, the greatest impact of the British invasion of Tibet was on Manchu China. The Qing dynasty and all previous successive dynasties saw the marauding Mongol nomads as the enduring threat to the security of the empire. In the 19th century, a new threat for the empire sailed from across the seas. Western powers subjected China to what the Chinese call 'a century of humiliation'.

While grappling with this new danger posed by the western powers, Manchu China considered Tibet its secure backyard, or as one Manchu official put it, "the hand that protects the face". The Tibetan plateau, shooting up almost three miles in the air, covering a total landmass of 2.5 million square kilometres and ringed by the mightiest mountain range in the world, was considered impregnable. However, the British breach of this buffer in 1904, which had kept the peace between India and China for centuries, alerted a dying Manchu China to the absolute necessity of securing Tibet. Manchu general Zhou Erfeng invaded Tibet in 1908. The 13th Dalai Lama fled Tibet and sought refuge in India.

The People's Republic of China's invasion of Tibet in 1949-1950 was a continuation of the strategy to fend off hostile powers from the fringes of the empire. China's occupation of Tibet gives Beijing immense strategic depth and control over most of the river waters of Asia.

The 2017 stand-off at Doklam, or as the Tibetan historian Tsering Shakya puts it, Droglam (the nomads' path), China's One Belt One Road project, the militarisation of the plateau and its massive infrastructure building in Tibet are all part of China re-starting the Great Game: expanding Chinese influence across the Himalayas and Central Asia, all the way to Europe.

Mao Zedong, a keener student of The Art of War than of Das Kapital, saw Tibet in strategic terms. He said the Tibetan plateau, which the celebrated Swedish explorer Sven Hedin described as the 'most stupendous upheaval on the face of the earth', was the palm, with Ladakh, Nepal, Sikkim, Bhutan and Arunachal Pradesh as the 'five fingers'. With China gaining influence in Nepal, now threatening to recognise Sikkim as independent and obliquely hinting at stoking a democratic revolution in the kingdom of Bhutan when it says the "Bhutanese are not a happy lot", Beijing may have plans to join the 'fingers' to the 'palm'.

In the 17-Point agreement signed between Lhasa and Beijing in 1951, China promised to respect the autonomy of Tibet..


Thubten Samphel is the director of the Tibet Policy Institute and the author of Falling through the Roof

The 1904 battle at Gyantse, and after

EDWARD WONG| China Seizes on a Dark Chapter for Tibet| AUG. 9, 2010 | The New York Times


GYANTSE, Tibet — The white fortress loomed above the fields, a crumbling but still imposing redoubt perched on a rock mound above a plain of golden rapeseed shimmering in the morning light.

The fortress in Gyantse, built in the late 1300s, fell to the British in 1904
By Reurinkjan

A battle here in 1904 changed the course of Tibetan history. A British expedition led by Sir Francis E. Younghusband, the imperial adventurer, seized the fort and marched to Lhasa, the capital, becoming the first Western force to pry open Tibet and wrest commercial concessions from its senior lamas.

The bloody invasion made the Manchu rulers of the Qing court in Beijing realize that they had to bring Tibet under their control rather than continue to treat it as a vassal state.

So, in 1910, well after the British had departed, 2,000 Chinese soldiers occupied Lhasa. That ended in 1913, after the disintegration of the Qing dynasty, ushering in a period of de facto independence that many Tibetans cite as the modern basis for a sovereign Tibet.

The Chinese Communists seized Tibet again in 1951, perhaps influenced by the Qing emperor’s earlier decision to invade the mountain kingdom.

After the British left, China increased its control of Tibet
The New York Times

These days, Gyantse resembles other towns in central Tibet. Its dusty roads are lined with shops and restaurants run by ethnic Han migrants, whom many Tibetans see as the most recent wave of invaders.

But Chinese officials prefer to direct the world’s attention away from that and to the brutal events at Gyantse in 1904, which conveniently fit into their master narrative for Tibetan and Chinese history.

The Chinese government insists Tibet is an “inalienable” part of China, and it has appropriated the 1904 invasion as another chapter in the long history of imperialist efforts to dismantle China — what the Communist education system calls the “100 years of humiliation.”

In that Communist narrative of Gyantse, the Tibetans are a stand-in for the Chinese who were victimized by foreign powers during the Qing dynasty.

“The local people resisted the British there,” said Dechu, a Tibetan woman from the foreign affairs office in Lhasa who accompanied foreign journalists on a recent official tour of Tibet. “They put up a great resistance, so it’s called the City of Heroes.”

In the late 1990s, when Britain was handing Hong Kong back to China, the Chinese government started a propaganda campaign to highlight that theme.

A melodramatic movie about the 1904 British invasion, “Red River Valley,” was released in 1997. It was a hit, and Chinese still rave about it. It was also required viewing for officials in Tibet and for many schoolchildren.

“I’ve also seen a musical, two plays, another feature film and a novella on the same topic, all from that time,” Robert Barnett, a Tibet scholar at Columbia University, said of the late 1990s. He said that he had not seen any reference in Tibetan literature to Gyantse as the City of Heroes before then.

In 2004, the centenary of the British invasion, officials staged activities to commemorate it, including a musical, “The Bloodbath in the Red River Valley.” Then there is the museum in the fort. A sign in English once identified it as “the Memorial Hall of Anti-British.” In 1999, it displayed “shoddy relief sculptures of battle scenes, with unintelligible captions,” according to Patrick French, a historian who described his visit there in his book “Tibet, Tibet.”

So what did happen in Gyantse in 1904?

The Younghusband expedition was sent by Lord Curzon, the viceroy of India, to force the 13th Dalai Lama to agree to commercial concessions. Tibet had also begun to figure prominently in what was known as the Great Game, where the British and Russian empires vied for influence in Central Asia.

British officials had heard of a Russian presence in the court of the Dalai Lama and wanted to learn the truth. That meant getting officers to Lhasa, which had never been done before.

Colonel Younghusband was teamed with Brig. Gen. J. R. L. Macdonald to lead a force from Sikkim, in British India, across the Jelap Pass into Tibet. They crossed the border on Dec. 12, 1903, with more than 1,000 soldiers, 2 Maxim guns and 4 artillery pieces, according to “Trespassers on the Roof of the World,” a history of Western efforts to open Tibet, by Peter Hopkirk. Behind them, in the snow, trailed 10,000 laborers, 7,000 mules, 4,000 yaks and 6 camels.

Outside the village of Guru, they encountered an encampment of 1,500 Tibetan troops. Hostilities broke out. The British troops, which included Sikhs and Gurkhas, opened fire. In four minutes, 700 poorly armed Tibetans lay dead or dying.

Later, at Red Idol Gorge, a narrow defile just 20 miles from Gyantse, the British slaughtered another 200 Tibetans.

The Tibetans made their final stand at the fort at Gyantse, called a dzong, or jong, in Tibetan. After they missed a deadline to surrender on July 5, the British attacked from the southeast corner of the fort.

A thin line of officers and soldiers clambered up the sheer rock face. “The steepness was so great that a man who slipped almost necessarily carried away the man below him also,” wrote Perceval Landon of The Times of London.

The Tibetans rained down ammunition and stones. But one lieutenant and an Indian soldier made it through the breach, followed by others. The Tibetans fled, shimmying down two ropes.

“The surrender of the jong was to have a crushing effect on Tibetan morale,” Mr. Hopkirk wrote. “There was an ancient superstition that if ever the great fortress were to fall into the hands of an invader, then further resistance would be pointless.”

The British reached Lhasa soon afterward. Two months later, the evening before leaving Lhasa for good, Colonel Younghusband rode out to a mountain and gazed down at the ancient city, where he experienced a curious epiphany that inspired him to end all acts of bloodshed and found a religious movement, the World Congress of Faiths.

“This exhilaration of the moment grew and grew till it thrilled through me with overpowering intensity,” he wrote in a memoir, “India and Tibet.” “Never again could I think evil, or ever again be at enmity with any man. All nature and all humanity were bathed in a rosy glowing radiancy; and life for the future seemed naught but buoyancy and light.”


Helen Gao contributed research from Beijing.

1912-1933: British policy and the 'development' of Tibet

UNIVERSITY OF WOLLONGONG THESIS COLLECTION 1954-2016

British policy and the 'development' of Tibet 1912-1933

[By] Heather Spence, University of Wollongong, 1993

Doctor of Philosophy

Department of History and Politics, Faculty of Arts

Spence, Heather, British policy and the 'development' of Tibet 1912-1933, Doctor of Philosophy thesis, Department of History and Politics, Faculty of Arts, University of Wollongong, 1993. http://ro.uow.edu.au/theses/1433

Abstract

Two conflicting views of Tibet's political status in relation to China have dominated both popular and scholarly literature. The 'pro-Chinese' school views Tibet as a traditional, integral part of China. Tibet, they maintain, was separated from China after the fall of the Manchu dynasty as a consequence of British machinations. Tibet was justifiably reunited with China, the 'motherland', in 1951. The 'pro-Tibetan' school argues that the partnership was between the Dalai Lama and the Manchus: that relationship ended with the collapse of the Manchu dynasty. Accordingly, Tibet is seen as an independent state conquered by the Chinese Communists and illegally incorporated into the Chinese state.

This study is not an attempt to enter that debate, but rather to fill a gap in a neglected aspect of Tibetan studies. Nonetheless, the results of this study will, no doubt, become a component in the highly politicized nature of Tibetan history. Sir Charles Bell's authoritative Tibet. Past and Present (1924) and Portrait of a Dalai Lama (1946) both stand as important primary sources for this study. As secondary sources dealing with British policy, W. D. Shakabpa's pioneering study Tibet: A Political History (1967), P. Mehra's The McMahon Line and After (1974) and A.K.J. Singh's Himalayan Triangle (1988) are indispensable. Alastair Lamb's most recent study, Tibet. China and India 1914-1950 (1989), is the first publication to deal with this period in detail. Lamb expertly evaluates Anglo-Tibetan relations and narrows the gap which this thesis study is also designed to close.

However, by locating Anglo- Tibetan relations in the wider context of international politics, this dissertation will augment Lamb's study and contribute to the continuing intellectual debate in the field of Tibetan studies. Tibet has been significant in the political development of British India, for it was believed to be a key to the safety and security of India's north-eastern frontier. When the British consolidated their power in the sub-continent of India, they were also faced with the problem of securing a stable frontier on India's Himalayan borders. The British government, therefore, had to evolve a definite policy towards the Himalyan kingdoms, especially Tibet. British India's policy during the 19th century was to treat Tibet as a buffer state.

There can be no doubt that the loss of Tibet's independence stems directly from the failure of the British Govemment's Younghusband Mission of 1904 to achieve what the Viceroy of India, Lord Curzon, hoped would result from it. Curzon believed that the M. Goldstein, A History of Modern Tibet 1913-1951: The Demise of the Lamaist State (Berkely, 1989), p. xv. 11 only way to guarantee the continuance of Tibet as a buffer was to ensure the predominance of British influence at Lhasa. This was to be achieved by bringing Tibet under some measure of British protection or influence. Curzon believed that British influence was essential because unless Britain laid claim to Tibet, Russia would draw Tibet into its sphere of influence. After the First World War Britain again had an opportunity to become Tibet's 'protector' but as was the case after 1904, chose to abandon Tibet to Chinese expansionism. Tibet, even today, conjures up images of 'Shangri-la', 'the savage and the sublime' and, perhaps, 'paradise lost'. It is, however, far from remote or picayune to world history. Tibet represents the interface between the two most populous nations on earth and marks the site of one of the most complex boundary disputes ever to disturb the peace of nations. The problems on India's northern frontiers have become a tangled mass of diplomatic perplexity to the governments and people of India and China. The loss of Tibet as a buffer zone between two major world powers has produced major long-term consequences.

The Chinese domination of Tibet has presented the current Indian Republic with just those dangers which Curzon feared would confront the British-Indian Empire from the extension into Tibet of the influence of Tsarist Russia. Tibet's role today as a garrison state of China goes far towards explaining its important place in current Westem geopolitical thought. Tibet has become a major handicap to China's political stability. The fate of modern Tibet, and the problems of India's northern frontiers, are subjects of recent political debate. Tibet's destiny in a broader sense and in these days of national self-determination is now a concern of world conscience. It is difficult to comprehend the current situation in Tibet and its place in the policy of both the People's Republic of China and the Republic of India without an understanding of what happened during the period of British colonial domination in India.

The British carry some responsibility for the present state of affairs of Tibet. The question at issue is what responsibility should the British accept and what explanations are there for Britain's inability to prevent the loss of Tibetan independence? The answer to these questions lie in an analysis of the wider pattern of Anglo-Chinese political relations and of intemational relations after the First World War. Over the years scholars have trodden a well-wom path to the documents dealing with Anglo-Tibetan affairs held in the Public Record Office and the India Office Library. These documents have, more often than not, been used to compose historical surveys which examine chronological events and often result in Anglo-Tibetan relations being analysed in isolation from the broader intemational context.

The primary information on which this study is based provides a level of detail and understanding of the 1920s and I l l 1930s that has not previously been available. Many studies have been made of the 1904 Younghusband Mission, the 1913-14 Simla Conference and the later period of the 1940s and 1950s. The 1920s and 1930s have been overshadowed by the turbulent decades that preceded and succeeded them. These years have usually been given meaning only as a transition period and have assumed the character of a more or less featureless interval: a static period in Anglo-Tibetan relations. The relationship formed between British India and Tibet by the resolution of the 1914 Simla Conference appeared unaltered and fundamentally unquestioned until the transfer of power to an independent Indian government. This, however, was not the case. During this period two major policy shifts took place.

The apparent continuity conceals the intensity of debates over Tibetan policy in the British and Indian governments, especially during the years 1919-1921 and 1932-33, which disclosed Britain's apprehension about the volatile political situation in central and north Asia during and after the First World War. The destiny of Tibet has normally been treated as if it was almost exclusively determined by Anglo-Chinese relations. This approach ignores the fact that after the First World War the Tibetan question become an important component of a much broader controversy on the course of post-war British policy in Asia. The major reasons given for the Chinese incapacity to conclude a Tibetan agreement with Britain during the 1920s have been civil strife and popular opposition within China. The general consensus on the reason for Britain's inability to persuade the Chinese to resume negotiations is the aspiring mood of nationalism in China itself Indeed this is part of the answer, but the other part is that China was awakening to the fact that Britain's power and position in the Far East had been substanfially decreased because of the First World War.

Britain no longer had the diplomatic strength needed to bluff China into concluding a settlement of the Sino-Tibetan dispute. It is generally felt that China's intransigence and, at the same time, her weakness gave the Foreign Office no alternative but to sanction a policy of close Anglo-Tibetan relations without reference to China. On the surface this appears to be accurate but it overlooks the general context of Britain's economic situation in the Far East. This, in turn, reflected significant changes in the balance of power in Asia. Britain's position in the Far East had diminished and pressure from the British Legation in Peking, the Far Eastern Department of the Foreign Office and the British commercial community in China operated to shift the main emphasis of British policy in Asia from one of reliance on Japan to closer links with the United States and with a renascent China. With hindsight it can be seen that British policy decisions made during this period were crucial to Tibet's future. This study aims to place this period in the IV important position it should hold in any debate of Anglo-Tibetan relations. The 'forgotten years' deserve a more prominent place in Tibetan studies.

The beginning date of 1912, or in Tibetan, the year of Water-Mouse, was the year in which the 13th Dalai Lama returned from two years of exile in British India and declared independence for Tibet. 1933, the year of Water-Bird, was the year in which the 13th Dalai Lama died. The intervening years covered a period of Anglo-Tibetan relations which seem to indicate a movement towards the independence and development of Tibet under the umbrella of British influence. It can be seen in retrospect, however, that British influence in Tibet during the intervening years gradually declined. It was the realisation of this fact which prompted the major question: Why did Britain draw away from relations with Tibet? What were the socio-political and cultural issues that caused Britain to withdraw? The First World War did irreparable damage to the structure of imperialist diplomacy. This fact sets the stage for a discussion of Anglo-Tibetan relations during the 1920s and 1930s. The undermining of the old order came about in two ways.

On the one hand, Japanese expansion on the continent, coupled with the temporary distress of the European powers, destroyed the balance in the Far East which, though always precarious, the imperialists had managed to maintain. On the other hand, there were new forces undermining the very foundation of the old diplomacy - the 'new diplomacy' of the United States and the Soviet Union, and the self-conscious assertion of nationalism in China. It was Tibet's particular misfortune to be caught in the clutch of two powerful neighbours, Britain and China, who used her as a pawn in the compassionless game of political intrigue and diplomacy during the inter-war period. In attempting to answer the central question it is essential to connect the Anglo- Tibetan relationship to the intemational situation in which it operated. In tracing the British response to these intemational determinants, a chronological treatment is used. Each chapter therefore contains an evaluation which places Anglo-Tibetan relations in this wider context, identifying the economic, social and political ideas which set the historical boundaries within which British policy decisions operated.

The central problem of Britain's relations with Tibet has required research based on the archives of the British Foreign Office, housed in the Public Record Office in London, and supplemented by records in the India Office Library. These comprise a massive collection of letters, telegrams, notes, minutes, reports of the British and Indian governments, including many from the Tibetan and Chinese governments. The principal collection used are the Political and Secret Department Subject Files. The Australian National Library in Canberra has on microfilm the Foreign Office series relating to China which covers political correspondence from 1906 to 1922. In this series is a vast amount of information relating to Anglo-Tibetan relations. The Library also holds original copies of the Foreign Office Confidential prints (1840-), the only set outside Great Britain. Records and manuscripts held in the Library of Tibetan Works and Archives in Dharamsala, India, have also produced some information.

The private papers of Sir Charles Bell, Colonel Bailey, Colonel Weir, all of whom visited Lhasa during their time as British Political Officers, adds another dimension to the study. The diaries of Bell, Bailey, Frank Ludow, who set up the first British school in Tibet, and Captain R. S. Kennedy, who accompanied Bell to Lhasa as a medical officer, have also been consulted. These private papers are held at the India Office Library and the British Library. Books written by principal figures, such as Charles Bell, Eric Teichman, Henry Hayden, David Macdonald, WiUiam McGovem and Hugh Richardson, have also been studied as primary source material.

Publications by Tibetan authors, R. D. Taring, R. Lha-Mo, K. Dondup, D. N. Tsarong, D. Norbu and T. J. Norbu have contributed a valuable Tibetan perspective. Interviews with surviving participants and observers have been especially useful, particularly regarding personal character details. Some interviews were tape-recorded in Tibetan and later translated and transcribed, others were translated into English during the interview. Interviews with English-speaking participants were typed directly into a computer data base. An application for a research visa for access to the National Archives in New Delhi, India, was successful. However, the application took nearly eighteen months to process and arrived too late for me to make use of the opportunity.

Summary:

With the return of the Dalai Lama to Tibet in 1912 the British govemment saw an opportunity to consolidate their influence in Tibet and re-establish Tibet as a buffer zone. The declaration of Tibetan independence inspired and facilitated a programme of development by the 13th Dalai Lama. The Dalai Lama intended to initiate changes, political as well as social, which were necessary if his country was to remain independent. The revived problem of a Russian 'menace' in Central Asia was the primary reason for London to exert pressure on China to attend a conference at Simla in 1914. During the conference the British developed a comprehensive programme to revise the status of Tibet.

The Anglo-Tibetan Simla Agreement, in effect, proved to be an unequal bargain. In return for India's frontier security, the Tibetans were promised diplomatic and military support in their stmggle with China. From the viewpoint of the Tibetans, the 1914 Anglo-Tibetan agreement identified Britain as 'Tibet's Protector'. Yet, in spite VI of all the discussion on the status of Tibet, the notion of concluding some form of protectorate agreement with the Lhasa govemment was never contemplated. Instead, Britain proclaimed Chinese 'suzerainty' over an 'autonomous' Tibet. The recognition of Chinese suzerainty was to safeguard British commercial interest in China and the support of Tibetan autonomy was to ensure security of India's northern frontier.

This provided Britain with informal control of Tibet without involving the granting of responsible govemment and, at the same time, allowed Britain to continue her stationary economic imperialism in China. 1914 ushered in the Great War, which transformed global politics. During the war years Britain was not prepared to, nor in a position to give, active military assistance to Tibet and the opportunity for building a close relationship with an autonomous Tibet diminished. Taking up arms against China for the sake of Tibetan independence was never a consideration. The Dalai Lama considered that Britain had made a commitment to support and protect Tibet by signing the Anglo-Tibetan Agreement. By 1918 he was very disillusioned.

The question at issue by the end of the war was whether Britain was in a position to offer any form of diplomatic assistance or protection to Tibet. While China was deemed at the commencement of the First World War not to be a threat to Tibet, the war emphasised the increased danger of a China controlled by Japan. It soon became clear that Japan would attempt to take advantage of the war to expand her influence on the mainland of Asia. Despite this ominous situation, it seemed that pre-war circumstances were reviving in which British pressure would eventually overcome obstinate Chinese resistance, and an agreement on Tibet's status would be achieved. The world, however, was a different place after 1918. During the First World War and the period of post-war settlement British interests in China had radically to be redefined. Altering intemational economic patterns, changing imperial priorities, rising nationalism in the Far East, and the growth of new ideologies all had repercussions. The predominant theme in Anglo-Tibetan relations during the next few years was Britain's attempt to procure Chinese participation in renewed negotiations over Tibet and Peking's constant refusal, under an assortment of excuses, to oblige.

The British govemment's response to this rejection on the part of the Chinese govemment was to send a mission to Lhasa. The sending of a mission to Lhasa and the eventual agreement to supply arms and aid to Tibet were viewed at the time as manifesting a new determination in British policy. Its principal result was supposedly to demonstrate that the British govemment intended to treat Tibetan autonomy as a reality by strengthening Tibet's ability to defend Vll itself and by helping to develop the country's resources. Bell's mission to Lhasa, in reality, was a diplomatic bluff to coerce China into resuming negotiations, a bluff which failed. Further indefinite delay, coupled with a continuance of the policy of self-denial, would have involved the risk of the Chinese regaining control over Tibet, as had happened in 1910.

The British feared that the Tibetan govemment would conclude an independent treaty with China. Policy makers were faced with the choice of continuing to work for a settlement on existing lines, and mnning that risk, or of taking other measures to protect British interests by adopting a new and more liberal policy towards the Tibetans, which would entail the eventual opening of Tibet and the development of its resources under British auspices. It appeared that Tibet was being drawn more firmly under the umbrella of British influence. With British support, the 1920s seemed to promise a transformation of Tibet: a breaking away from old traditions and a move towards the radimentary development of technological, economic and military infrastmctures which would enable Tibet to become a self-sustaining independent state. Both Charles Bell, Political Officer, Sikkim, and the Government of India wanted a non-interference policy. At the same time they wanted Britain to help develop Tibet in a way that would enable the country to retain its independence but also serve British interests.

The eventual decision to provide military assistance and aid symbolised not a new tenacity of purpose but Britain's inability to intimidate China into accepting an ultimatum. The adoption of the so-called 'new and liberal' policy which followed Charles Bell's mission to Lhasa was little more than an attempt to induce the Chinese govemment to abandon their obstmctive attitude and conclude a settlement of the Tibetan question. The British hoped that the spectacle of Tibet's adoption of a policy of selfdevelopment would coerce the Peking government into submission. In retrospect, however, it can be seen that the support given to Tibet was inadequate and the direction which British policy took during the 1920s and 1930s resulted in the eventual loss of Tibet's independence. The conceptual basis of Britain's new policy was flawed: Britain wanted Tibet as a buffer but was not prepared to give the support necessary for it to remain independent. The source of Britain's impaired policy is manifest.

On the one hand, they were committed by a promise to the Lhasa govemment to support Tibet in upholding her practical autonomy, which was of importance to the security of India, and, on the other hand, Britain's alliance with China made it difficult to give effective material support to Tibet. What the British wanted was to create a balance. That is to say, give just enough support so that Tibet could protect India's Himalayan border without the British having V l l l to commit themselves to a major defensive initiative, while allowing the Tibetans, meanwhile, to pay for the honour of doing so. The intention was to convince the Chinese that Tibet was becoming self-sufficient. The ultimate objective was to get the Chinese to sign an agreement which would secure, for the British stability in Central Asia. British tactics were impotent and the Foreign Office adopted a 'wait-and-see' approach which dissolved into a 'dormancy' policy. The 1921 Washington Conference represented the crossroad in Anglo-Tibetan policy. Britain's wider economic and political considerations at this time altered Anglo- Tibetan relations.

Britain's Tibetan policy was impaired, as statesmen attempted to cope with the transition between pre-war commitments and post-war attitudes. The British government's post-war position made cooperation with the United States, or at least avoidance of American displeasure, the sine qua non of any successful policy. Britain's Tibetan policy during the 1920s and 1930s was to have no policy - to drift: a symbolic act which reflected the decline of British imperialism. The British found themselves on the defensive in the Far East and a desire to retain their trade position in China became dominant. Especially after the 1925 anti-British boycott in China, Britain followed a conciliatory policy and supported Chinese nationalism.

The implementation of Britain's new China policy during the late 1920s coincided with a period of intemal political turmoil in Tibet. The critical years for the Tibetan reformation were the 1920s, when the 13th Dalai Lama was attempting to strengthen and develop his nation. British govemment policy during this period limited the embryonic reforms and ultimately led to a weak and unstable Tibet. The Lhasa government exhibited a 'spirit of independence' but by 1925 the Dalai Lama was moving his allegiance away from Britain towards China. The Chinese Nationalist govemment took advantage of this tendency and adopted a 'forward' policy.

By 1933 British commercial interests in China made it necessary to subordinate Indian policy towards Tibet to the wider British approach to China. Britain withdrew from relations with Tibet because post-war intemational political and economic changes hastened the demise of the British Empire and required Britain to support Chinese nationalism. Britain had to choose either to support and protect Tibet or look after her own interests. Britain, not unnaturally, chose to do the latter.

See also

Tibet: History, 1850-1949

Anglo-Chinese Conventions of 1890 and 1893

Convention between the United Kingdom and China respecting Tibet, 1906

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